https://www.avient.com/sites/default/files/2023-07/Avient_CodeConduct_2023_USA.pdf
Our Code of
Conduct
2023
Table of Contents
A Message from the CEO 1
Our Vision and Strategy 2
Core and Personal Values 2
Our Code of Conduct
Guidelines for Ethical Behavior 4
Personal Values 4
Resolving Questions and Reporting
Non-Compliance Situations 6
Ethics Hotline 6
Non Retaliation 6
Code of Conduct Application 7
Violations of the Code 7
Respect for All
Diversity and Inclusion 9
Discrimination or Harassment 9
Workplace Relationships 9
Substance Abuse 10
Physical Security and Workplace Violence 10
Honesty at Work
Accurate Information, Data and Records 12
Accounting Integrity 12
Company Communications 14
Safeguarding and Use of Assets 14
Proprietary and Confidential Information,
Ideas and Intellectual Property 14
Privacy, Personal Information and
Data Protection 15
Internet and E-mail Use 15
Social Media and Social Networking 15
Computer Security, Software Licensing
and Copyrights 16
Insider Information and Trading 16
Political Contributions/Activities and
Charitable Contributions 17
Government Investigations and Inquiries 17
Integrity in Our Business
Fair Dealing 19
Bribery and Kickbacks 19
Agents and Consultants 20
Competition 20
Gifts and Hospitality 20
Conflicts of Interest 21
Self-Dealing 22
International Trade 22
Corporate Social Responsibility
Sustainability 24
Safety, Health and Environment 24
Product and Service Safety 25
Respecting Human Rights 25
A Shared Commitment 25
Resources and Contact
Information 26
1
HOME | TOC
A Message from the CEO
Dear Avient Associates,
As part of a growing, global company, we are faced with challenging situations and complex decision making.
We need to exhibit these values in our interactions with those with whom
we work, our customers and suppliers, and within the communities where we live.
9
HOME | TOC
Diversity and Inclusion
At Avient, our style of openness and trust permits us to
face all challenges honestly; it is grounded in our basic
respect for each individual.
https://www.avient.com/sites/default/files/2021-03/avient-antitrust-2021-update-arabic-a4.pdf
تاريخ التحديث: فبراير 2021
سياسة Avient العاملية بشأن
مكافحة االحتكار
املحتويات
1 دليل االمتثال
1 نظرة عامة عىل السياسة
2 نظرة عامة عىل قوانني مكافحة االحتكار األمريكية
3 انتهاكات قانون مكافحة االحتكار
3 الجوانب املثرية للمخاوف املحتملة فيام يتعلق مبكافحة االحتكار
5 الخالصة
6 اإلبالغ عن االنتهاكات املحتملة
6 Avient الخط الساخن لألخالقيات يف
7 القامئة املرجعية ملكافحة االحتكار
9 املرجع الرسيع: األوامر والنواهي فيام يتعلق مبكافحة االحتكار
دليل االمتثال
تلتزم Avient بتعزيز املنافسة العادلة واقتصاد السوق الحرة.
احرتم استقاللية عميلك؛ ال تفرض عليه سعرًا، أو أية قيود إقليمية، أو . 9
قيود عىل العمالء أو املستخدمني النهائيني، فيام يتعلق بقدرة عميلك
عىل إعادة بيع منتجات Avient، دون الحصول عىل موافقة مسبقة من
.Avient إدارة الشؤون القانونية لدى
ال تُربم أي اتفاق، أو تفاهم أو تُجري أي مناقشة، مع أي عميل فيام يتعلق . 10
باختيار Avient ألي عميل أو إنهائها التعامل معه، أو بشان الرشوط التي
تتعامل، أو قد تتعامل، مبوجبها Avient مع أي عميل آخر، مبا يف ذلك
نوع املنتجات التي ستبيعها، واألطراف التي ستبيعها إليها، وأسعار تلك
املنتجات، واألقاليم أو األسواق التي سيتم بيعها فيها.
واتصل بإدارة الشؤون القانونية لدى Avient عندما تسنح أول
فرصة لذلك، وقم بتوثيق الواقعة.
9
المحتويات سياسة مكافحة االحتكار المنقحة لعام 2021
www.avient.com
أمريكا الشمالية
المقر العالمي آفون ليك، الواليات
المتحدة األمريكية
ووكر رود آفون ليك، أوهايو ، 33587
الواليات المتحدة 44012
الخط المجاني: 9663 765 866 1+
الهاتف: 1000 930 440 1+
الفاكس:3064 930 440 1+
آسيا والمحيط الهادئ
المقر اإلقليمي بشنغهاي الصين
ف، بلوك سي 200 جينسو رود2
بودونغ، 201206، شنغهاي، الصين
الهاتف: 4888 6028 21 (0) 86+
الفاكس: 4999 6028 21 (0) 86+
أمريكا الجنوبية
المقر اإلقليمي ساو باولو ، البرازيل
جادة فرانسيسكو ناكاساتو، 1700
إتوبيفا، ساو باولو، 000- 13295
البرازيل
الهاتف: 9200 4593 11 55+
أوروبا
المقر اإلقليمي بومرلوتش،
لوكسمبورغ
طريق باستون بومرلوتش، 19
L-9638 ،لوكسمبورغ
الهاتف: 35 050 269 352+
الفاكس: 45 050 269 352+
http://www.avient.com
دليل الامتثال
نظرة عامة على السياسة
هل تعلم؟
نظرة عامة على قوانين مكافحة الاحتكار الأمريكية
هل تعلم؟
انتهاكات قانون مكافحة الاحتكار
هل تعلم؟
الجوانب المثيرة للمخاوف المحتملة فيما يتعلق بمكافحة الاحتكار
الخلاصة
الإبلاغ عن الانتهاكات المحتملة
الخط الساخن للأخلاقيات في Avient
الخط الساخن للأخلاقيات في
القائمة المرجعية لمكافحة الاحتكار
المرجع السريع: الأوامر والنواهي فيما يتعلق بمكافحة الاحتكار
https://www.avient.com/sites/default/files/2021-03/avient-antitrust-2021-update-sv-a4.pdf
Avients globala
antitrustpolicy
Uppdaterad: februari 2021
Innehåll
Policyöversikt 1
En översikt av USA:s antitrustlagar 2
Överträdelser av antitrustlagar 3
Potentiella problemområden i fråga om antitrust 3
Slutsats 5
Rapportering av eventuella överträdelser 6
Avients Jourlinje för etikfrågor 6
Skydd mot repressalier 6
Antitrust-checklista 7
Snabbreferens: Antitrust – VAD DU BÖR och INTE BÖR GÖRA 9
Vägledning till efterlevnad
Avient förbinder sig att främja rättvis konkurrens och
fri företagsamhet på marknaden.
Du ska omedelbart rådfråga Avients juridiska
avdelning efter att ha närvarat ett eventuellt möte
där man diskuterat någon av dessa frågor.
9.
Kontakta Avients juristavdelning så snart som möjligt och dokumentera incidenten.
9
Innehåll 2021 års reviderade antitrustpolicy
Nordamerika
Globalt huvudkontor Avon Lake,
USA
33587 Walker Road Avon Lake,
Ohio, USA 44012
Gratis inom USA: +1 866 765 9663
Telefonnummer: +1 440 930 1000
Fax: +440 930 3064
Asien och Stillahavsområdet
Regionalt huvudkontor
Shanghai, Kina
2F, Block C 200 Jush Road
Pudong, 201206 Shanghai, Kina
Telefon: +86 (0) 21 6028 4888
Fax: +86 (0) 21 6028 4999
Sydamerika
Regionalt huvudkontor Sao
Paulo, Brasilien
Av.
https://www.avient.com/resources/safety-data-sheets?page=4103
BLACK CC W/UV
https://www.avient.com/resources/safety-data-sheets?page=6216
MC-84917ST BLACK W/UV
https://www.avient.com/resources/safety-data-sheets?page=4357
70% TR90 W/ DISPI
https://www.avient.com/sites/default/files/2022-04/Asia SEM Healthcare Product Selection Guide_CN.pdf
TRILLIANT™
HC8920
TRILLIANT™
HC2020
Trilliant™ HC2020
材料描述 基料
共聚酯
Trilliant™ HC8910/8920 聚酮/ABS共混物
Trilliant™ HC2120 Tritan
Trilliant™ HC3120 PC
Trilliant™ HC5210 PP
Trilliant™ HC6010 PA6
Trilliant™ HC6610 PA66
Trilliant™ GRV-NP-110-W PA12
应用:
TRILLIANT™ HC热塑性塑料
•
•
•
•
•
作为FR PC/ABS、FR PC/PET和FR COPE的
耐化学性替代品,在各种颜色的应用中,其
阻燃等级在1.5mm和0.75mm厚度下分别可
达到UL 94黄卡V-0级和V-1级。
https://www.avient.com/sites/default/files/2022-05/DOC 1879.pdf
TABLE OF CONTENTS PAGE
1.0 QUALITY POLICY……………………………………………………………….. 4
2.0 AVIENT BUSINESS & QMS ALIGNMENT………………………………………. 5
3.0 CUSTOMER FOCUS PROCESS………………………………………………… 6
4.0 SCOPE OF STANDARD QUALITY RESPONSE…………………………….. 7 - 8
5.0 COMPANY INFORMATION…………………………………………………… 9
6.0 IT SECURITY………………………………………………………………….. 10
7.0 ENIVIRONMENTAL HEALTH, SAFETY & SECURITY………………………. 10
8.0 TECHNOLOGY…………………………………………………………………. 11
9.0 REGULATORY & STATUTORY REQUIREMENTS…………………………….. 11
10.0 QUALITY MANAGEMENT SYSTEM……………………………………………… 12
10.1 GENERAL…………………………………………………………………… 13
10.2 FACILITY & MAINTENANCE…………………………………………… 14
10.3 CONTROL OF MONITORING & MEASURING DEVICES……………… 14
10.4 MANUFACTORING, PRODUCTION & PROCESS CONTROLS…………….. 15
10.5 NONCONFORMING MATERIALS……………………………………… 15
10.6 MATERIALS, STORAGE, HANDLING & TRACABILITY……………. 16
10.7 PACKAGING, SHIPPING & DISTRIBUTION…………………………… 16
10.8 QUALITY CONTROL TESTING………………………………………….. 17
11.0 CONTINUOUS IMPROVEMENT…………………………………………… ........ 17
11.1 FIGURE B.
Toronto, Canada
Ramos Arizpe Coahuila, Mexico
Warehouse Locations
Elyria, OH
Eagan, MN
Brampton, Ontario
Approved
Corporate : Template/Form
Document #: DOC-01879 Revision: 8
Document
Owners:
Brian Hoar Effective Date: May 13, 2022
Title: QF-02 Quality Standard Response
Page 9 of 19
Only the electronic version of this document in ETQ is the controlled version of the document.
https://www.avient.com/sites/default/files/resources/Terms%2520and%2520Conditions%2520of%2520Sale%2520for%2520Mexico%2520%2528English%2520and%2520Spanish%2520Language%2520Version%2529.pdf
Except to the extent attributable to
the Product failing to meet the express warranties set
forth in paragraph 1, Buyer will indemnify, defend and
hold Seller harmless from all costs, expenses,
damages, judgements or other loss, including costs of
investigation, litigation and reasonable attorney’s fees,
arising out of Buyer’s selection, use, sale and further
processing of the Product.
9.
Salvo en la medida atribuible al Producto por no
cumplir con las garantías expresas enunciadas en el párrafo
1, el Comprador indemnizará, defenderá y sacará en paz y a
salvo al Vendedor de todos los costos de la investigación,
litigio y honorarios razonables de abogados , que surjan de la
selección del Comprador, uso, venta y tratamiento posterior
del Producto.
9.
https://www.avient.com/sites/default/files/2021-10/avnt-q3-2021-news-release.pdf
Upcoming Investor Day
“Planning is underway for our investor day in New York City on December 9.
Three Months Ended
September 30, 2021
Three Months Ended
September 30, 2020
Reconciliation to Condensed Consolidated Statements of Income $ EPS $ EPS
Net income from continuing operations attributable to Avient shareholders $ 52.9 $ 0.57 $ 1.7 $ 0.02
Special items, after tax (Attachment 3) 11.7 0.13 40.3 0.44
Adjusted net income / EPS - excluding special items $ 64.6 $ 0.70 $ 42.0 $ 0.46
Nine Months Ended
September 30, 2021
Nine Months Ended
September 30, 2020
Reconciliation to Condensed Consolidated Statements of Income $ EPS $ EPS
Net income from continuing operations attributable to Avient shareholders $ 201.0 $ 2.18 $ 57.8 $ 0.64
Special items, after tax (Attachment 3) 26.0 0.28 51.5 0.57
Adjusted net income / EPS - excluding special items $ 227.0 $ 2.46 $ 109.3 $ 1.21
8
Attachment 2
Avient Corporation
Condensed Consolidated Statements of Income (Unaudited)
(In millions, except per share data)
Three Months Ended
September 30,
Nine Months Ended
September 30,
2021 2020 2021 2020
Sales $ 1,219.8 $ 924.5 $ 3,617.3 $ 2,245.1
Cost of sales 964.4 714.3 2,770.8 1,713.7
Gross margin 255.4 210.2 846.5 531.4
Selling and administrative expense 176.7 176.7 539.3 407.1
Operating income 78.7 33.5 307.2 124.3
Interest expense, net (19.0) (29.7) (57.8) (55.3)
Other income, net 1.4 1.5 4.1 12.6
Income from continuing operations before income taxes 61.1 5.3 253.5 81.6
Income taxes (8.5) (2.7) (51.8) (22.5)
Net income from continuing operations 52.6 2.6 201.7 59.1
Loss from discontinued operations, net of income taxes — — — (0.5)
Net income 52.6 2.6 201.7 58.6
Net loss (income) attributable to noncontrolling interests 0.3 (0.9) (0.7) (1.3)
Net income attributable to Avient common shareholders $ 52.9 $ 1.7 $ 201.0 $ 57.3
Earnings per share attributable to Avient common shareholders - Basic:
Continuing operations $ 0.58 $ 0.02 $ 2.20 $ 0.64
Discontinued operations — — — —
Total $ 0.58 $ 0.02 $ 2.20 $ 0.64
Earnings per share attributable to Avient common shareholders - Diluted:
Continuing operations $ 0.57 $ 0.02 $ 2.18 $ 0.64
Discontinued operations — — — (0.01)
Total $ 0.57 $ 0.02 $ 2.18 $ 0.63
Cash dividends declared per share of common stock $ 0.2125 $ 0.2025 $ 0.6375 $ 0.6075
Weighted-average shares used to compute earnings per
common share:
Basic 91.4 91.5 91.3 89.7
Diluted 92.2 91.9 92.1 90.7
9
Attachment 3
Avient Corporation
Summary of Special Items (Unaudited)
(In millions, except per share data)
Special items (1)
Three Months Ended
September 30,
Nine Months Ended
September 30,
2021 2020 2021 2020
Cost of sales:
Restructuring costs, including accelerated depreciation and
amortization $ (5.3) $ (1.3) $ (8.6) $ (2.5)
Environmental remediation costs (9.4) (15.8) (22.4) (19.3)
Reimbursement of previously incurred environmental costs — — 4.5 8.7
Acquisition related costs (2.6) (10.5) (1.2) (10.5)
Impact on cost of sales (17.3) (27.6) (27.7) (23.6)
Selling and administrative expense:
Restructuring, legal and other — (4.2) (1.7) (9.5)
Acquisition earn-out adjustments — (1.5) — (2.5)
Acquisition related costs (2.7) (7.1) (7.2) (23.5)
Impact on selling and administrative expense (2.7) (12.8) (8.9) (35.5)
Impact on operating income (20.0) (40.4) (36.6) (59.1)
Costs related to committed financing in interest expense, net — (9.6) — (10.1)
Other income, net 0.1 — 0.1 0.3
Pension settlement gain and mark-to-market adjustment — — — 6.9
Impact on income from continuing operations before income taxes (19.9) (50.0) (36.5) (62.0)
Income tax benefit on above special items 4.6 12.7 8.9 15.4
Tax adjustments(2) 3.6 (3.0) 1.6 (4.9)
Impact of special items on net income from continuing operations
attributable to Avient Shareholders $ (11.7) $ (40.3) $ (26.0) $ (51.5)
Diluted earnings per common share impact $ (0.13) $ (0.44) $ (0.28) $ (0.57)
Weighted average shares used to compute adjusted earnings per share:
Diluted 92.2 91.9 92.1 90.7
(1) Special items include charges related to specific strategic initiatives or financial restructuring such as: consolidation of operations; debt
extinguishment costs; costs incurred directly in relation to acquisitions or divestitures; employee separation costs resulting from personnel
reduction programs, plant realignment costs, executive separation agreements; asset impairments; settlement gains or losses and mark-to-
market adjustments associated with actuarial gains and losses on pension and other post-retirement benefit plans; environmental remediation
costs, fines, penalties and related insurance recoveries related to facilities no longer owned or closed in prior years; gains and losses on the
divestiture of operating businesses, joint ventures and equity investments; gains and losses on facility or property sales or disposals; results
of litigation, fines or penalties, where such litigation (or action relating to the fines or penalties) arose prior to the commencement of the
performance period; one-time, non-recurring items; and the effect of changes in accounting principles or other such laws or provisions affecting
reported results